Transactions




Equity Underwriting || Private Placements and PIPEs || Strategic Advisory


Private Placements and PIPEs  (Page 1 of 8)  Next >>

January 2011

Acadia
$15,000,001
PIPE
Lead Placement Agent
 
December 2010

Ener1
$25,000,000
Senior Unsecured Notes
Sole Placement Agent
 
December 2010

Ixia
$200,000,000
Convertible Senior Notes
Co-Manager
 
November 2010

Rightnow
$175,000,000
Convertible Senior Notes
Co-Lead Manager
             
November 2010

PDL BioPharma
$180,000,000
Exchange and
Private Placement of
Convertible Senior Notes
Financial Advisor
 
September 2010

Oncothyreon
$14,850,045
PIPE
Lead Placement Agent
 
August 2010

Ener1
$55,000,000
Senior Unsecured Notes
Sole Placement Agent
 
August 2010

Raptor
$15,060,163
PIPE
Sole Placement Agent
             
August 2010

Alexza
$18,049,994
Registered Direct Offering
Placement Agent
 
May 2010

Salix
$345,000,000
Convertible Senior Notes
Co-Manager
 
May 2010

DriveTime
$200,000,000
Senior Secured Notes
Co-Manager
 
May 2010

Grubb & Ellis
$31,500,000
Convertible Senior Notes
Sole Bookrunning Manager