Transactions




Equity Underwriting || Private Placements and PIPEs || Strategic Advisory


Private Placements and PIPEs    << Back  (Page 2 of 7)  Next >>

September 2009

Rockwell
$22,010,000
Registered Direct Offering
Lead Placement Agent
 
June 2009

Rimini Street
Private Placement
Sole Placement Agent
 
June 2009

Raser
$25,480,010
Registered Direct Offering
Placement Agent
 
May 2009

Cash America
$115,000,000
Senior Convertible Notes
Co-Manager
             
May 2009
Cytokinetics
$14,000,002
Registered Direct Offering
Placement Agent
 
May 2008

North Star
$80,00,000
Exchangeable
Senior Notes
Co-Bookrunning Manager
 
April 2008

Celleration
$30,042,215
Private Placement
Sole Placement Agent
 
February 2008

NYMT
$60,000,000
PIPE
Sole Placement Agent
             
January 2008

Americrest Homes

$56,666,667
Private Placement
Sole Placement Agent
December 2007

Metro Development Group
$63,202,701
Private Placement
Sole Placement Agent
 
August 2007

Cortex
$14,150,000
Registered Direct Offering
Lead Placement Agent
 
July 2007
Lucas Energy
$12,000,000
PIPE
Co-Lead
Placement Agent